Tag: UBS Puerto Rico closed-end fund losses
UBS Puerto Rico Closed-end Funds Securities Investigation
Investigating Potential Claims involving UBS Puerto Rico Closed-end Funds The White Law Group continues to investigate the liability that...
UBS Pays another $1M for Puerto Rico Bonds
According to FINRA, UBS Financial Services Inc. has been ordered to pay an arbitration award of close to $1 million to an investor who sued...
Investigation Involving UBS Broker Antonio A. Lopez Villafane
Have you suffered losses with UBS broker Antonio A. Lopez Villafane? If so, the securities attorneys of The White Law Group may be able to...
Investigation Involving UBS Broker Ramon Almonte
Have you suffered losses with UBS broker Ramon M. Almonte? If so, the securities attorneys of The White Law Group may be able to help you...
UBS Puerto Rico $34 Million Settlement with SEC & FINRA
The Securities and Exchange Commission settled charges against UBS Financial Services of Puerto Rico for failing to supervise former...