Tag: UBS Finra
FINRA Claim: $23 Million over Tesla Trades
UBS Broker Allegedly Promoted Short Selling Tesla Stock According to an article in AdvisorHub today, a group of investors have reportedly...
FINRA Awards $204,000 involving UBS, Puerto Rico Bonds
FINRA Panel says UBS was liable for breach of contract and unsuitability According to the Financial Industry Regulatory Authority (FINRA),...
FINRA Award: $4.4 Million UBS Puerto Rico Closed-end Bond Funds
Doctor Recovers Investment Losses through FINRA Arbitration Have you suffered losses investing in Puerto Rico Closed-end bond funds? If so,...
FINRA Orders UBS to Pay $505,000 over Puerto Rico Bond Funds
Family Recovers Puerto Rico Bond Fund Investment Losses through FINRA Arbitration Have you suffered losses investing in a Puerto Rico Bond...
FINRA Awards $9 Million to Puerto Rican Municipal Bond Investor
Concerned about investment losses in Puerto Rican municipal bonds? Have you suffered losses investing in Puerto Rican municipal bonds? If...
UBS Loses $18.6 Million over Puerto Rico Bonds
UBS Financial Services Inc. lost again in another arbitration claim regarding Puerto Rico closed-end municipal bond funds, this time for...
