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Tag: UBS Financial Services complaints

UBS Financial Services Censured & Fined, featured by top securities fraud attorneys, The White Law Group

Blog, Current Investigations

October 7, 2019

UBS Financial Services Censured & Fined $2,000,000

FINRA Sanctions UBS Financial Services involving Municipal short positions According to the public records on FINRA’s website, on October...

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Puerto Rico municipal bonds

Blog, Current Investigations, Securities Fraud Articles

July 13, 2017

UBS to pay another FINRA Award for Puerto Rico Municipal Bonds

FINRA awards UBS Puerto Rico Municipal Bonds customers close to $800,000 Have you have suffered losses investing in Puerto Rico Municipal...

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