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Tag: U4 expungement

Blog, Securities Fraud

FINRA Revises Rules, Raises Fees for Expungement

FINRA CRD Expungement Attorneys Expungement Costs for Financial Advisors is going up in 2020 According to reports in June, 2020, the...

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Blog, Securities Fraud

Expungement of U-4 Information

Are you a financial advisor with an unfair U-4 blemish? Is that blemish hindering your chances to find another job in the securities...

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