Tag: Texas securities attorney
Blog, Current Investigations
September 14, 2018
William G. Downing (Bill Downing) – JW Cole – Securities Investigation According to the Financial Industry Regulatory Authority...
Read More →
Blog, Securities Fraud
June 24, 2013
According to the FBI, Brian Anthony Bjork pled guilty to wire fraud and was sentenced to 52 months in prison. During the plea hearing,...
Read More →
Blog, Securities Fraud
October 1, 2012
Sanders Morris Harris, Inc. (CRD #20580, Houston, Texas) recently submitted a Letter of Acceptance, Waiver and Consent in which the firm...
Read More →
Blog, Securities Fraud
February 23, 2012
According to reports, Roger D. Stevenson, a San Benito-based financial planner with Thrivent Financial for Lutherans, has been penalized by...
Read More →
Blog, Securities Fraud
February 23, 2012
According to federal court documents, Gregory B. Walker, a former financial advisor with Raymond James, was indicted in January by a U.S....
Read More →