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Tag: Summit Brokerage Services

Blog, Securities Fraud

Most Profitable "Indie" Brokerage Firms

The Investment News recently announced the most profitable “indie” brokerage firms.  They are as follows: Rank Firm Pre-tax earnings ?...

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Blog, Securities Fraud

Largest Independent Broker-Dealers

According to the Investment News, the following are the top broker-dealers (ranked by reps producing over $100,000): Click column headers...

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Blog, Securities Fraud

Steven Effron, formerly of Summit Brokerage Services, Inc. in Boca Raton, suspended from FINRA

Steven Effron, registered as a financial advisor with Summit Brokerage Services, Inc. from July 2007 through March 2009, has been suspended...

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