Tag: Suitability Rule 2111

April 9, 2013

Unified Fiduciary Standard Coming?

The White Law Group continues to follow the SEC discussions regarding the development of a unified fiduciary standard in accordance with...

Fiduciary Duties of Broker Dealers & Investment Advisers, featured by top securities fraud attorneys, The White Law Group

Blog, Securities Fraud Articles

March 14, 2012

Fiduciary Duties of Broker Dealers & Investment Advisers

Dodd-Frank Wall Street Reform and Consumer Protection Act In the wake of the 2008 financial crisis, the Dodd-Frank Wall Street Reform and...

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