Tag: structured product losses
FINRA fines Merrill Lynch over structured product sales
According to reports, Merrill Lynch has agreed to pay a $450,000 fine and accept a censure in a case involving supervision of...
Risks of Structured Products
A structured product, also known as a market linked investment, is generally a pre-packaged investment strategy based on derivatives,...
Alternative Investments on the Rise
Alternative Investments on the Rise, Increased Litigation Likely to Follow According to the Investment News, more than three-quarters of...
SEC Warning: Structured Products, Reverse Convertible Notes
Broker-dealers have been engaging in sales practices for structured securities products that hurt retail investors, according to a...
Risks of Structured Notes With Principal Protection
The retail market for structured notes with principal protection has been growing in recent years. While these products often have...
Have you suffered losses in a Structured Product Investment?
Have you suffered losses in a Structured Product Investment? If so, the securities attorneys of The White Law Group may be able to help....
