Tag: structured product

Blog, Securities Fraud Articles

Alternative Investments on the Rise

Alternative Investments on the Rise, Increased Litigation Likely to Follow According to the Investment News, more than three-quarters of...

Read More

Blog, Securities Fraud Articles

FINRA Fines Ameriprise for Reverse Convertible Notes

The Financial Industry Regulatory Authority (FINRA) has fined H&R Block Financial Advisors (now Ameriprise Advisor Services) $200,000...

Read More

Blog, Securities Fraud Articles

Securities Fraud Investigation Involving Reverse Convertible Notes

The White Law Group is investigating the appropriateness of reverse convertible securities or reverse convertible notes sold by...

Read More