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Tag: Structured note investigation

Blog, Securities Fraud Articles

Investor Alert: Are Structured Notes Worth the Risk?

What are Structured Notes?   Structured notes are an IOU from an investment bank that uses derivatives to create the desired exposure...

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Blog, Current Investigations

Wells Fargo & Co to Return $3.4 million to Customers

FINRA Sanctions Wells Fargo for Risky ETPs According to reports on Monday, the Financial Industry Regulatory Authority (FINRA) ordered...

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