Tag: stockbroker excessive transactions
February 8, 2017
Dougherty & Company LLC Investment Losses
Concerned about Investment Losses with Dougherty & Company LLC? According to FINRA, Dougherty & Company LLC (CRD #7477,...
February 7, 2017
United States Oil Fund LP Investment Losses
Investment Losses in United States Oil Fund LP Have you suffered losses investing in United States Oil Fund LP? If so, the securities...
February 7, 2017
iPath S&P 500 VIX Short-term Futures ETN (VXX) Investment Losses
Concerned about Investment Losses in iPath S&P 500 VIX Short-term Futures ETN (VXX)? Have you suffered losses investing in iPath...
February 7, 2017
John Kakonikos Suspended from Securities Industry
Investment Losses with John Kakonikos According to FINRA, John Kakonikos (CRD #4017356, Flushing, New York) was assessed a deferred fine of...
February 3, 2017
Progress Residential L.P. Investment Losses
Concerned about investment losses in Progress Residential L.P.? Have you suffered investment losses in Progress Residential L.P.? If so,...
February 3, 2017
Missouri Valley REIT Investment Losses
Concerned about investment losses in Missouri Valley REIT? Have you suffered investment losses in Missouri Valley REIT? If so, The White...