Tag: stock losses
William James Murphy Barred From Securities Industry
FINRA recently issued a regulatory decision wherein William James Murphy was fined $591,933.67 as disgorgement of commissions and barred...
Securities Fraud Investigation Involving CIT InterNotes
The White Law Group is investigating securities fraud claims on behalf of investors involving CIT InterNotes. The sale of CIT InterNotes to...
Lake Tahoe, California Securities Fraud / Broker Fraud Attorney
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance...
How to file a FINRA complaint
Whether you realized it at the time or not, when you established your brokerage account, you likely entered into an arbitration provision...
Commodities Fraud and Futures Fraud Attorneys
The White Law Group represents investors who have suffered investment losses as a result of investments made with commodities or futures...
