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Tag: Steven L. Falk

Blog, Securities Fraud

FINRA Fines For Mutual Fund Sales Practices

In or about 2009, FINRA fined 25 broker-dealers a total of $2,145,000 for failures related to their completion of FINRA’s (then...

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Blog, Securities Fraud

Investigation into possible securities fraud involving DBSI, Inc. TIC investments,

The White Law Group is investigating securities fraud claims on behalf of numerous investors involving recommendations made by their...

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