Tag: securities losses
Securities Fraud Investigation Involving CIT InterNotes
The White Law Group is investigating a possible securities fraud claim on behalf of an investor involving a recommendation made by Chase...
FINRA Fines Atlanta based broker-dealer SunTrust Investment Services
FINRA recently today that it has ordered SunTrust Investment Services, Inc. of Atlanta, GA, to pay $1.44 million to resolve charges related...
Lehman Brothers “100 Percent Principal Protective Note” Losses
The White Law Group is investigating securities fraud claims involving investors that were improperly sold Lehman Brothers “100 Percent...
Gilman Ciocia and Prime Capital Services censured by the SEC
The Securities and Exchange Commission (SEC) recently announced that it has censured Gilman Ciocia and its Prime Capital Services unit for...
