Tag: Securities Lawyer
Update on David Lerner / Apple REIT Investigation
The White Law Group has spent the last few months reviewing documents and information regarding the Apple REIT investments sold by David...
SunTrust fined over auction rate securities
The Financial Industry Regulatory Authority (FINRA) recently announced that it has fined SunTrust Robinson Humphrey, Inc. (SunTrust RH) and...
SEC Warning: Structured Products, Reverse Convertible Notes
Broker-dealers have been engaging in sales practices for structured securities products that hurt retail investors, according to a...
CFTC imposes penalties against Jeremiah Yancy and Longbranch Group International
The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained a federal court consent order imposing more than $2...