Tag: securities law
ELKS Structured Products for Retail Investors
The White Law Group is investigating the appropriateness of structured product investments sold by various broker-dealers (including...
Lehman Brothers “100 Percent Principal Protective Note” Losses
The White Law Group is investigating securities fraud claims involving investors that were improperly sold Lehman Brothers “100 Percent...
Investigation: Freddie Mac and Fannie Mae Preferred Stocks.
We are investigating a possible securities fraud claim on behalf of an investor involving an improper and unsuitable investment...
Christopher William Shanahan barred from securities industry
FINRA recently announced that Christopher William Shanahan, a former financial advisor in Westlake, Ohio, has been barred from association...
Richard Albert Seefried suspended by FINRA
FINRA recently announced that Richard Albert Seefried, a financial advisor in Spokane, Washington currently registered with GVC Capital,...
Investigation of UBS financial advisor Eduardo Sordo
We are investigating a possible securities fraud claim on behalf of an investor involving investment recommendations made by former UBS...
