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Tag: securities fraud

Blog, Securities Fraud

Annuity Sales on the Rise, may Surpass all Time High

Annuity sales on the rise, may surpass all time high set in 2008.  CBS News reported today that annuity sales are on the rise thanks to...

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Blog, Securities Fraud

FINRA Lawsuit filed against Cetera Advisors

The White Law Group announces the filing of FINRA Lawsuit involving High Risk Non-Traded REITs and BDCs  The White Law Group announces the...

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Blog, Securities Fraud

SEC Updates List of Unregistered Entities Soliciting Investors

PAUSE List adds 28 Soliciting entities, 3 Impersonators, and 6 Fake Regulators According to a press announcement today, the Securities and...

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Blog, Current Investigations

SEC Warns Brokers-Dealers, RIAs, about Misconduct

SEC Warns Brokers-Dealers, RIAs, about Misconduct during Pandemic Shutdown The SEC issues Risk Alert concerning Possible Misconduct due to...

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Blog, Current Investigations, Securities Fraud

Sampson Pearson Jr. Broker Investigation

Sampson Pearson – Northwestern Mutual Investment Services – Charlotte, NC Are you concerned about your investments with Sampson Pearson...

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