Tag: securities fraud attorneys
Purshe Kaplan Brokers William Weisbrod and Lilia Nia Sanctioned
FINRA Sanctions Brokers William Weisbrod and Lilia Nia after Allegations of Illegal Trading Activity FINRA, the regulator who oversees...
HSBC and Scotiabank Fined for Recordkeeping Violations
SEC Hits HSBC and Scotiabank with Hefty Fines for Recordkeeping Violations According to the Securities and Exchange Commission, the...
Wells Fargo Clearing Services Lawsuit
The White Law Group Files a Claim against Wells Fargo Clearing Services The White Law Group announces the filing of a FINRA arbitration...
Icahn Enterprises L.P. – Securities Investigation
Icahn Enterprises L.P. – Investigating Potential Claims The White Law Group is investigating potential securities claims involving...
Credit Suisse 7.500% Perpetual Corp. AT1 Bonds Write-off
Did you invest in Credit Suisse 7.500% Perpetual Corp. CoCo Bonds? Credit Suisse/UBS Merger leads to write off of $17.2 Billion Credit...
Deep Labs Inc.: Securities Investigation
Concerned about your investment in Deep Labs Inc.? The White Law Group is investigating potential securities claims involving broker...