Tag: securities fraud attorneys

Broker Investigations, FINRA SEC Sanctions

Purshe Kaplan Brokers William Weisbrod and Lilia Nia Sanctioned

FINRA Sanctions Brokers William Weisbrod and Lilia Nia after Allegations of Illegal Trading Activity FINRA, the regulator who oversees...

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Blog, Securities Fraud Articles

HSBC and Scotiabank Fined for Recordkeeping Violations 

SEC Hits HSBC and Scotiabank with Hefty Fines for Recordkeeping Violations  According to the Securities and Exchange Commission, the...

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Blog, Securities Fraud Articles

Wells Fargo Clearing Services Lawsuit 

The White Law Group Files a Claim against Wells Fargo Clearing Services  The White Law Group announces the filing of a FINRA arbitration...

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Blog, Current Investigations

Icahn Enterprises L.P. – Securities Investigation

Icahn Enterprises L.P. – Investigating Potential Claims  The White Law Group is investigating potential securities claims involving...

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Blog, Current Investigations

Credit Suisse 7.500% Perpetual Corp. AT1 Bonds Write-off 

Did you invest in Credit Suisse 7.500% Perpetual Corp. CoCo Bonds?  Credit Suisse/UBS Merger leads to write off of $17.2 Billion Credit...

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Blog, Current Investigations

Deep Labs Inc.: Securities Investigation  

Concerned about your investment in Deep Labs Inc.?   The White Law Group is investigating potential securities claims involving broker...

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