Tag: securities fraud attorney
Christopher Wendel Terminated for Unapproved Securities Sales
The White Law Group is investigating potential claims involving financial advisor Christopher Wendel. According to The Financial Industry...
Robert H. Hoffmann Barred from Securities Industry
FINRA bars Robert H. Hoffmann for Reportedly Refusing to Testify According to the Financial Industry Regulatory Authority, Robert H....
PhaseRX Inc. – Securities Investigation – Recover your losses
Did your Financial Advisor Recommend Investing in PhaseRX Inc.? The White Law Group is investigating the liability broker-dealers may have...
Ohio Advisor John P. Correnti Barred from Securities Industry
John P. Correnti Reportedly Failed to Provide Information for FINRA’s Investigation According to the Financial Industry Regulatory...
Zea Capital Fund LLC – BDC – Securities Investigation
Investigating Potential Claims involving Zea Capital Fund LLC According to the prospectus, Zea Capital Fund LLC is a non-diversified...
HMS Income Fund Inc. – BDC Securities Investigation
Recovering Investment Losses in HMS Income Fund Did you lose money investing in HMS Income Fund at the recommendation of your financial...
