Tag: SEC
Regulation of Equity Indexed Annuities
According to a recent Wall Street Journal article, a court order has scuttled a rule to regulate equity-indexed annuities as securities and...
Investigation: Oppenheimer Champion Fund
The White Law Group is investigating possible securities fraud claims involving the Oppenheimer Champion Income Fund (OCHBX, OPCHX and...
Vail, Colorado Securities Fraud / Broker Fraud Attorney
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance...
Common Securities Fraud Involving REITs (real estate investment trusts).
A real estate investment trust or REIT is a tax designation for a corporation investing in real estate that reduces or eliminates corporate...
Jennifer Cheeseman barred from securities industry
FINRA recently announced that Jennifer Evelyn Cheeseman, a former financial advisor with NY Life Securities in Stapleton, Alabama, has been...
