Tag: SagePoint Financial investigation
FINRA Fines Sagepoint Financial, Inc. For Suitability Issues
Sagepoint Reportedly Sanctioned for Supervisory Failures involving Unsuitable use of Margin According to public disclosures, the...
SagePoint Financial Censured & Fined $300,000
SagePoint to pay $1.3 Million in Restitution for Supervisory Issues related to early UIT rollovers According to the Financial Industry...
FINRA Lawsuit filed against Sagepoint Financial, Inc.
Sagepoint Lawsuit Alleges Unsuitable Investment Recommendations The White Law Group recently announced that it has filed a FINRA...
Sala-Multi Series Fund and Foresee Strategies
The White Law Group continues to investigate potential FINRA arbitration claims against the broker-dealers that may have improperly sold...
Recovery of Foresee Strategies Insurance Funds Investment Losses
Have you suffered investment losses in the Foresee Strategies Insurance Funds? If so, The White Law Group may be able to help you recover...
