Tag: Roger Zullo investigation

Blog, Current Investigations, Securities Fraud Articles

July 11, 2018

SEC Bars Roger Zullo for Unsuitable VA Sales

Update – Roger Zullo – LPL Financial – Boston, MA According to a July 6th press announcement, the Securities and Exchange...

Blog, Current Investigations, Securities Fraud Articles

August 2, 2017

Roger S. Zullo and LPL Financial Annuity Investigation Update

Roger S. Zullo Barred from the Securities Industry According to the Financial Industry Regulatory Authority, Roger S. Zullo has been...

Blog, Current Investigations, Securities Fraud Articles

December 2, 2016

Roger S. Zullo and LPL Financial Annuity Investigation

Investment Losses with Roger S. Zullo Have you suffered losses as a result of an annuity you purchased thorough LPL Financial and its...

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