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Tag: Roger S. Zullo investigation

Roger S. Zullo

Blog, Current Investigations, Securities Fraud Articles

August 2, 2017

Roger S. Zullo and LPL Financial Annuity Investigation Update

Roger S. Zullo Barred from the Securities Industry According to the Financial Industry Regulatory Authority, Roger S. Zullo has been...

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LPL Financial

Current Investigations

January 30, 2017

LPL Financial to pay $3.7 Million

Investment Losses with LPL Financial and Roger Zullo LPL Financial was ordered Monday to pay up to $3.7 million in restitution and fines...

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Blog, Current Investigations, Securities Fraud Articles

December 27, 2016

Outlaw Annuity Advisors in 2016

Some of the worst offenders in 2016, these outlaw annuity advisors took advantage of their clients and lost, according to Insurance News...

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Roger S. Zullo

Blog, Current Investigations, Securities Fraud Articles

December 2, 2016

Roger S. Zullo and LPL Financial Annuity Investigation

Investment Losses with Roger S. Zullo Have you suffered losses as a result of an annuity you purchased thorough LPL Financial and its...

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