Tag: Roger S. Zullo charges
Blog, Current Investigations, Securities Fraud Articles
August 2, 2017
Roger S. Zullo and LPL Financial Annuity Investigation Update
Roger S. Zullo Barred from the Securities Industry According to the Financial Industry Regulatory Authority, Roger S. Zullo has been...
January 30, 2017
LPL Financial to pay $3.7 Million
Investment Losses with LPL Financial and Roger Zullo LPL Financial was ordered Monday to pay up to $3.7 million in restitution and fines...
Blog, Current Investigations, Securities Fraud Articles
December 2, 2016
Roger S. Zullo and LPL Financial Annuity Investigation
Investment Losses with Roger S. Zullo Have you suffered losses as a result of an annuity you purchased thorough LPL Financial and its...