Tag: Robert Tricarico guilty

April 12, 2017

SEC Bars Robert Tricarico Following Sentencing

Update on Former Financial Advisor Robert Tricarico On April 10, 2017, the U.S. Securities & Exchange Commission barred Robert...

Current Investigations, Securities Fraud Articles

January 13, 2017

Robert Tricarico Sentenced to 41 Months in Prison

Connecticut financial advisor, Robert Tricarico, was sentenced to 41 months in prison. According to various reports, a former Connecticut...

Current Investigations, Securities Fraud Articles

October 7, 2016

Investor Alert: Former LPL Advisor Sentenced to Federal Prison

Former Financial adviser Robert Tricarico has been sentenced in federal court to more than three years in jail, followed by three years of...

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