Tag: Reverse Convertible Note Losses
Downside of Reverse Convertible Notes
Reverse convertible notes (RCNs) are complex products that have characteristics of both stocks and bonds. To the average investor, reverse...
SEC Warning: Structured Products, Reverse Convertible Notes
Broker-dealers have been engaging in sales practices for structured securities products that hurt retail investors, according to a...
Recovery of Reverse Convertible Note Losses
Have you lost money in a reverse convertible note? The White Law Group may be able to help. The firm is currently investigating whether...
FINRA Fines Ameriprise for Reverse Convertible Notes
The Financial Industry Regulatory Authority (FINRA) has fined H&R Block Financial Advisors (now Ameriprise Advisor Services) $200,000...