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Tag: residential subprime mortgage securitizations

Blog, Securities Fraud Articles

December 29, 2011

FINRA Fines Barclays Capital for Misrepresentations

The Financial Industry Regulatory Authority (FINRA) recently announced that it has fined Barclays Capital Inc. $3 million for...

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Blog, Securities Fraud Articles

August 3, 2011

FINRA Fines Credit Suisse & Merrill Lynch for Misrepresentations

The Financial Industry Regulatory Authority (FINRA) has fined Credit Suisse Securities (USA) LLC $4.5 million, and Merrill Lynch $3...

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