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Tag: RBC Capital Markets

RBC Capital Markets Regulatory History Overview, Featured by top securities fraud attorneys, the White Law Group

FINRA SEC Sanctions, Securities Fraud Articles

July 8, 2024

RBC Capital Markets Regulatory History Overview

The White Law Group reviews the regulatory history of RBC Capital Markets. RBC Capital Markets (CRD#: 31194/SEC#: 801-13059,8-45411), a...

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RBC Capital Markets Pays $300,000 plus Restitution featured by top securities fraud attorneys, the White Law Group

April 17, 2023

RBC Capital Markets Pays $300,000 plus Restitution

FINRA Sanctions RBC Capital Markets for Unsuitable Short-term trading According to public documents this week, the Financial Industry...

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Blog, Securities Fraud Articles

September 1, 2010

Securities Fraud Investigation Involving CIT InterNotes

The White Law Group is investigating securities fraud claims on behalf of investors involving CIT InterNotes. The sale of CIT InterNotes to...

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Blog, Securities Fraud Articles

December 18, 2009

Lorraine Leonie Macko fined and suspended

FINRA recently announced that Lorraine Leonie Macko (formerly of RBC Capital Markets Corporation in Miami , Florida ) has been fined $6,000...

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