Tag: raymond james losses

September 29, 2011

Raymond James Ordered to make $1.69 Million in Restitution to Customers

According to a public release from FINRA.org they, “ordered Raymond James & Associates, Inc. (RJA) and Raymond James Financial...

Blog, Securities Fraud Articles

September 23, 2011

Securities Regulatory Information Regarding Raymond James

The following is a brief breakdown of publicly available information regarding Raymond James and its securities sales practices and FINRA...

Blog, Securities Fraud Articles

February 9, 2011

Gregory Buchholz Faces Sentencing for Theft

According to CBS New York, a former Connecticut securities broker, Gregory Buchholz faces sentencing for stealing more than $1.35 million...

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