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Tag: Raymond James lawsuit

Raymond James complaints, Raymond James FINRA lawsuit, Raymond James investigation, Raymond James investor disputes, Raymond James lawsuit, Raymond James , featured by top securities fraud attorneys, the White Law Group

Blog, FINRA SEC Sanctions, Securities Fraud Articles

September 3, 2024

Raymond James & Associates: Failure to Supervise

The White Law Group reviews the regulatory history of Raymond James & Associates. Raymond James & Associates,...

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Raymond James & Associates, Inc. Lawsuit Alleges Unsuitable Investments, featured by top securities fraud attorneys, The White Law Group

Blog, Current Investigations

October 1, 2020

Raymond James & Associates, Inc. Lawsuit Alleges Unsuitable Investments

Lawsuit Alleges Barry Richter & Raymond James & Associates, Inc. Recommended Unsuitable REITs and Energy Investments The White Law...

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Raymond James & Associates to Pay $15 million, featured by Top Securities Fraud Attorneys, The White Law Group

Blog, Current Investigations

September 18, 2019

Raymond James & Associates to Pay $15 million

Raymond James Settles SEC Charges for Improper Advisory Fees According to a press announcement yesterday, Raymond James & Associates, a...

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Raymond James Lawsuit, Featured by Top Securities Fraud Attorneys, The White Law Group

Blog, Securities Fraud Articles

June 19, 2019

Raymond James Lawsuit Alleges Overcharges

Raymond James Lawsuit – BD to pay $15 million for Reportedly Overcharging Customers According to reports this week, Raymond James has...

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Blog, Securities Fraud Articles

September 29, 2011

Raymond James Ordered to make $1.69 Million in Restitution to Customers

According to a public release from FINRA.org they, “ordered Raymond James & Associates, Inc. (RJA) and Raymond James Financial...

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Blog, Securities Fraud Articles

September 23, 2011

Securities Regulatory Information Regarding Raymond James

The following is a brief breakdown of publicly available information regarding Raymond James and its securities sales practices and FINRA...

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