Tag: raymond james fraud
Raymond James Ordered to make $1.69 Million in Restitution to Customers
According to a public release from FINRA.org they, “ordered Raymond James & Associates, Inc. (RJA) and Raymond James Financial...
Securities Regulatory Information Regarding Raymond James
The following is a brief breakdown of publicly available information regarding Raymond James and its securities sales practices and FINRA...
Gregory Buchholz Faces Sentencing for Theft
According to CBS New York, a former Connecticut securities broker, Gregory Buchholz faces sentencing for stealing more than $1.35 million...
Gerald Jamieson Kesner barred from securities industry
FINRA recently announced that Gerald Jamieson Kesner, formerly of Raymond James Financial Services in Lakewood, Colorado, has been barred...
