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Tag: Raymond James Financial Services

Blog, Securities Fraud

Ronald Willard Vaught barred from securities industry by FINRA

According to a recent FINRA Disciplinary Actions announcement, Ronald Willard Vaught (CRD #2605545, Melbourne, Florida) submitted an AWC in...

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Blog, Securities Fraud

Raymond James Ordered to make $1.69 Million in Restitution to Customers

According to a public release from FINRA.org they, “ordered Raymond James & Associates, Inc. (RJA) and Raymond James Financial...

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Blog, Securities Fraud

Gerald Jamieson Kesner barred from securities industry

FINRA recently announced that Gerald Jamieson Kesner, formerly of Raymond James Financial Services in Lakewood, Colorado, has been barred...

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