Tag: Ray Lucia SEC charges

Blog, Securities Fraud Articles

Update on Raymond Lucia

According to reports, the Securities and Exchange Commission recently voted to uphold the judgment against former investment advisor...

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Blog, Securities Fraud Articles

Ray Lucia back in the news

According to Investment News, “In an initial decision, administrative-law judge Cameron Elliot ruled that Mr. Lucia misrepresented for...

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Blog, Securities Fraud Articles

Ongoing Investigation Into Non-traded REITs sold by Ray Lucia

Earlier this year Ray Lucia Sr. was charged by the Securities and Exchange Commission for spreading misleading information about his...

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