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Tag: Puerto Rico Closed-end bond funds investigation

Puerto Rico Bonds

Blog, Current Investigations

March 21, 2018

FINRA Awards $204,000 involving UBS, Puerto Rico Bonds

FINRA Panel says UBS was liable for breach of contract and unsuitability According to the Financial Industry Regulatory Authority (FINRA),...

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Puerto Rico Closed-end bond funds

Current Investigations

April 3, 2017

FINRA Award: $4.4 Million UBS Puerto Rico Closed-end Bond Funds

Doctor Recovers Investment Losses through FINRA Arbitration Have you suffered losses investing in Puerto Rico Closed-end bond funds? If so,...

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