Tag: Puerto Rico bond lawsuit
UBS Ordered to Pay $470,000 to Puerto Rico Bond Investors
According to Investment News, the Financial Industry Regulatory Authority (FINRA) awarded three investors more than $470,000 in an...
Investigation Involving UBS Broker Antonio A. Lopez Villafane
Have you suffered losses with UBS broker Antonio A. Lopez Villafane? If so, the securities attorneys of The White Law Group may be able to...
Investigation Involving UBS Broker Ramon Almonte
Have you suffered losses with UBS broker Ramon M. Almonte? If so, the securities attorneys of The White Law Group may be able to help you...
Santander Fined Over Puerto Rican Bond Sales
The Financial Industry Regulatory Authority (FINRA) recently settled charges against Santander Securities LLC for supervisory failures...
UBS Puerto Rico $34 Million Settlement with SEC & FINRA
The Securities and Exchange Commission settled charges against UBS Financial Services of Puerto Rico for failing to supervise former...
FINRA Awards UBS Client $2.9 Million
UBS ordered to pay $2.9 million in another FINRA arbitration claim. The financial Industry Regulator authority (FINRA) awarded Ana Teresa...
