Tag: Puerto Rico bond investigation
UBS to pay $750,000 for Puerto Rico investment damages
UBS Group AG’s wealth management business must pay a combined $750,000 to three investors who claimed damages tied to their...
UBS Ordered to Pay $470,000 to Puerto Rico Bond Investors
According to Investment News, the Financial Industry Regulatory Authority (FINRA) awarded three investors more than $470,000 in an...
Puerto Rico Bonds Default and Investors Litigation Options
The situation in Puerto Rico continues to deteriorate. Earlier this year, ratings agencies Moody’s Investors Service and Standard...
13 Brokerage Firms Sanctioned for Puerto Rico Junk Bonds
The Securities and Exchange Commission sanctioned 13 brokerage firms for improper sales of Puerto Rico junk bonds. The SEC found that...
