Tag: Private Placement Memorandum

July 15, 2013

Potential Recovery of Taurus Global Resource Fund Investment Losses

The White Law Group is investigating the sale of Taurus Global Resource Fund by brokerage firms that may have misrepresented or unsuitably...

Blog, Securities Fraud Articles

July 15, 2013

M.D. Sass Securities, L.L.C. fined by FINRA

M.D. Sass Securities, L.L.C. (139760, New York, New York) submitted a Letter of Acceptance, Waiver and Consent in which the firm was...

Blog, Securities Fraud Articles

August 3, 2011

Ace Diversified Capital, Inc. fined by FINRA

Ace Diversified Capital, Inc. (CRD® #41768, San Gabriel, California) and Lynnwood Jen (CRD #2198343, Registered Principal, Anaheim,...

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