Tag: Polaris Platinum III B-share variable annuity investigation
SEC Bars Roger Zullo for Unsuitable VA Sales
Update – Roger Zullo – LPL Financial – Boston, MA According to a July 6th press announcement, the Securities and Exchange...
Roger S. Zullo and LPL Financial Annuity Investigation Update
Roger S. Zullo Barred from the Securities Industry According to the Financial Industry Regulatory Authority, Roger S. Zullo has been...
LPL Financial to pay $3.7 Million
Investment Losses with LPL Financial and Roger Zullo LPL Financial was ordered Monday to pay up to $3.7 million in restitution and fines...
Roger S. Zullo and LPL Financial Annuity Investigation
Investment Losses with Roger S. Zullo Have you suffered losses as a result of an annuity you purchased thorough LPL Financial and its...
