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Tag: Peak Securities

Blog, Securities Fraud

Harold Sheldon Minsky fined and suspended by FINRA

FINRA recently announced that Harold Sheldon Minsky, a financial advisor with J.H. Darbie & Co., Inc., has been fined $10,000 and...

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Blog, Securities Fraud

Investigation: Securities America and Medical Capital

The White Law Group is investigating securities fraud claims on behalf of investors involving recommendations made by broker-dealers like...

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Blog, Securities Fraud

Jamik Jamar Ligon fined and suspended by FINRA

FINRA recently announced that Jamik Jamar Ligon, formerly of Merrill Lynch, Pierce, Fenner & Smith, Incorporated in Jersey City, New...

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