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Tag: Park Financial

Blog, Securities Fraud Articles

May 27, 2010

William Edward Herlihy suspended by FINRA

FINRA recently announced that William Edward Herlihy, formerly of Orion Trading LLC, has been censured, fined $30,000 and supended from...

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Blog, Securities Fraud Articles

August 26, 2009

FINRA Fines Three Firms Over $1.25 million

The Financial Industry Regulatory Authority (FINRA) has recently fined three broker-dealers- J.P. Turner & Co. of Atlanta, Georgia,...

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