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Tag: Park Avenue Securities losses

Park Avenue Securities Censured, featured by Top Securities Fraud Attorneys, The White Law Group

September 18, 2019

Park Avenue Securities Censured for Overcharges

FINRA Sanctions Park Avenue Securities, New York, NY According to FINRA’s September Disciplinary report, on July 13, 2019, the regulator...

Blog, Current Investigations

April 13, 2018

Park Avenue Securities – Censured & Fined for Supervisory Issues

FINRA Fines Park Avenue Securities $300,000 over Variable Annuity Sales According to a Letter of Acceptance, Waiver & Consent, The...

Blog, Securities Fraud Articles

March 5, 2012

Park Avenue Securities LLC fined by FINRA over ponzi scheme.

As a result of a FINRA investigation, Park Avenue Securities LLC was recently censured and fined $175,000. Without admitting or denying the...

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