Tag: Ohio
Christopher William Shanahan barred from securities industry
FINRA recently announced that Christopher William Shanahan, a former financial advisor in Westlake, Ohio, has been barred from association...
Investigation: Securities America and Medical Capital
The White Law Group is investigating securities fraud claims on behalf of investors involving recommendations made by broker-dealers like...
Columbus, Ohio Securities Fraud / Broker Fraud Attorney
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance...
Cincinnati, Ohio Securities Fraud / Broker Fraud Attorney
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance...
Ancora Securities, Inc. fined by FINRA for trading practices.
FINRA recently announced that Ancora Securities, Inc., a registered broker-dealer based in Cleveland, Ohio, has been censured, fined...
Fortune Financial and Brian Lee Daniels fined and censured
FINRA recently announced that Fortune Financial Services, Inc. (a FINRA registered broker-dealer based in New Brighton, Pennsylvania ) and...
