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Tag: OBAs

FINRA Rule 3270 Outside Business Activities featured by top securities fraud attorneys, the White Law Group

Blog

March 23, 2023

FINRA Rule 3270 Outside Business Activities 

What is FINRA Rule 3270 Outside Business Activities? The Financial Industry Regulatory Authority (FINRA), the regulator that oversees...

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Caz Craffy Barred after Allegations of OBAs, featured by top securities fraud attorneys, the White Law Group

Blog, Current Investigations, Securities Fraud Articles

January 31, 2023

Caz Craffy Barred after Allegations of OBAs 

FINRA Reportedly Bars Caz Craffy for Failure to Provide Testimony in its Investigation  According to a Letter of Acceptance Waiver and...

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