Tag: NYSE

FINRA SEC Sanctions, Securities Fraud Articles

Janney Montgomery Scott: Regulatory History and Sales Practices

The White Law Group reviews the regulatory history of Janney Montgomery Scott. Established in 1832, Janney Montgomery Scott is a...

Read More

Blog, Securities Fraud Articles

Need an attorney to take your company public?

Are you interested in taking your company public?  If so, you likely need an attorney to prepare a Form S-1 registration statement with...

Read More