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Tag: NFA investigation

Blog, Securities Fraud

NFA Investigates Spirit Investments

In August 2010, National Futures Association (NFA) announced that it had taken a Member Responsibility Action (MRA) and Associate...

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Blog, Securities Fraud

NFA Orders Monetary Sanction Against New Jersey Firm Gain Capital Group

National Futures Association (NFA) has ordered Gain Capital Group LLC (Gain), a forex dealer member located in Bedminster, New Jersey, to...

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Blog, Securities Fraud

NFA Settles Claim Against Ikon Global Markets

National Futures Association (NFA) has ordered IKON Global Markets, Inc. (IKON), a forex dealer member to pay a fine of $320,000 as a...

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Blog, Securities Fraud

NFA Investigates Maryland Commodities Firm Trade Dock Capital

National Futures Association (NFA) recently announced that it has taken an emergency enforcement action against Trade Dock Capital LLC...

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