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Tag: NFA investigation

Blog, Securities Fraud Articles

May 9, 2011

NFA Investigates Spirit Investments

In August 2010, National Futures Association (NFA) announced that it had taken a Member Responsibility Action (MRA) and Associate...

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Blog, Securities Fraud Articles

May 4, 2011

NFA Orders Monetary Sanction Against New Jersey Firm Gain Capital Group

National Futures Association (NFA) has ordered Gain Capital Group LLC (Gain), a forex dealer member located in Bedminster, New Jersey, to...

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Blog, Securities Fraud Articles

May 4, 2011

NFA Settles Claim Against Ikon Global Markets

National Futures Association (NFA) has ordered IKON Global Markets, Inc. (IKON), a forex dealer member to pay a fine of $320,000 as a...

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Blog, Securities Fraud Articles

May 4, 2011

NFA Investigates Maryland Commodities Firm Trade Dock Capital

National Futures Association (NFA) recently announced that it has taken an emergency enforcement action against Trade Dock Capital LLC...

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