Tag: NFA arbitration attorney
OpVest Sanctioned by NFA Over Commissions
National Futures Association (NFA) has levied a $75,000 fine against Option Investments, Inc. (otherwise known as OpVest), a Commodity...
Peregrine Financial Group sanctioned by NFA.
National Futures Association (NFA) recently announced that it has levied a fine of $700,000 against Peregrine Financial Group, Inc., a...
NFA Discovery Rules and Discovery Process
If a commodities or futures investor has an investment fraud claim, it is likely that such claim will be arbitrated through NFA’s dispute...
