Tag: Next Financial Group lawsuit
Blog, Current Investigations, Securities Fraud Articles
January 3, 2020
Next Financial Group Fined $475,000 over Non-Traded REITs Sales
Massachusetts and New Hampshire Fines Next Financial Group for Supervisory Issues According to the public records this week, two states...
December 14, 2017
JoeAnn Walker Barred from Securities Industry
FINRA inquiry of JoeAnn Walker involves Unsuitable VA sales According to the Financial Industry Regulatory Authority (FINRA), the regulator...
December 13, 2017
FINRA Censures & Fines Next Financial for Supervisory Issues
Next Financial Group– New Procedures but Misconduct Reportedly Continues According to the Financial Industry Regulatory Authority (FINRA)...
Blog, Securities Fraud Articles
April 5, 2013
Investigation into Thomas Redmond Jr.
The White Law Group is investigating potential claims against Indiana financial advisor, Thomas Redmond Jr., on behalf of investors that...