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Tag: Next Financial Group fined

Next Financial Group to pay $750,000 for Supervisory Failures, featured by top securities fraud attorneys, The White Law Group

Blog, Current Investigations

July 15, 2021

Next Financial Group to pay $750,000 for Supervisory Failures

FINRA Sanctions Next Financial Group for Unsuitable Mutual Fund Trading The White Law Group is investigating potential securities claims...

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Next Financial Group to pay $500,000 to Investors, featured by top Securities Fraud Attorneys, The White Law Group

Blog, Current Investigations, Securities Fraud Articles

February 18, 2020

Next Financial Group to pay $500,000 to Investors

Next Financial Group, Houston, Texas Texas Securities Commission orders Next Financial Group of Houston, Texas, to refund $500,000 to...

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