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Tag: Next Financial Group claims

Next Financial Group Review - Broker Fraud, and Regulatory Actions, featured by top securities fraud attorneys, The White Law Group

Broker Investigations, FINRA SEC Sanctions

July 1, 2024

Next Financial Group: Broker Fraud, Regulatory Actions

The White Law Group is investigating potential securities claims involving Next Financial Group.  Next Financial Group (CRD# 46214,...

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Next Financial Group to pay $750,000 for Supervisory Failures, featured by top securities fraud attorneys, The White Law Group

Blog, Current Investigations

July 15, 2021

Next Financial Group to pay $750,000 for Supervisory Failures

FINRA Sanctions Next Financial Group for Unsuitable Mutual Fund Trading The White Law Group is investigating potential securities claims...

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